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1 Department of Biology, Duke University, Box 90338, Durham NC, 27708
U.S.A.
2 Departamento de Ingeniería y Ciencia de los Materiales, Escuela
Técnica Superior de Ingenieros Industriales, Universidad
Politécnica de Madrid (UPM), José Gutiérrez Abascal 2,
28006 Madrid, Spain
3 CBS Fungal Biodiversity Centre, P.O. Box 85167, NL-3508 AD Utrecht, The
Netherlands
4 Geomicrobiology, ICBM, Carl von Ossietzky Universität, P.O. Box 2503,
26111 Oldenburg, Germany
5 LBMPS, Department of Plant Biology, Université de Genève, 30
quai Ernest-Ansermet, 1211 Genève 4, Switzerland
6 Department of Biology, Brandon University, Brandon, MB Canada R7A
6A9
Correspondence: Cécile Gueidan,
c.gueidan{at}cbs.knaw.nl
| Abstract |
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Keywords Evolution of rock-dwelling habit / evolution of lichenisation / multigene phylogeny / ancestral state reconstruction / Verrucariales and Chaetothyriales (Chaetothyriomycetidae, Eurotiomycetes)
| INTRODUCTION |
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Verrucariales and Chaetothyriales, two closely related ascomycete orders from the class Eurotiomycetes, are a good example of one of these evolutionary puzzles. Strongly supported as sister groups in many studies (Lutzoni et al. 2001, 2004, Lumbsch et al. 2005), these two orders are extremely disparate ecologically. Verrucariales are mostly lichenised, i.e., forming stable symbiotic associations with one or two photosynthetic partners (mostly from the green algae), and have a preference for mineral substrates. Chaetothyriales, in the other hand, was originally best known for its animal and human opportunistic pathogens (Winka et al. 1998), often called black yeasts in reference to their melanisation and growth form. This order of mostly anamorphic species also includes teleomorphs that occur as saprophytes on decaying wood and mushrooms (Untereiner et al. 1995, Untereiner 1997, 2000). Previous studies of the evolution of lichenisation have shown that the ancestor of these two orders was likely lichenised, and that opportunistic pathogens and saprophytes within Chaetothyriales probably derived from this ancestor by a loss of lichenisation (Lutzoni et al. 2001, James et al. 2006). Since two additional non-lichenised orders, Coryneliales and Mycocaliciales, have been affirmatively placed within this class (Geiser et al. 2006, Spatafora et al. 2006), our comprehension of the phylogenetic relationships and hence of the class Eurotiomycetes was drastically changed. Association with different habitats and substrates has gained an important role while the evolution of the Chaetothyriales and a broader selection of fungi from bare rock surfaces came into consideration.
This peculiar guild of ascomycetes, which inhabit bare rock surfaces, has consistently been overlooked when considering the evolution of ecological traits in fungi. First discovered in extreme environments, in the hot deserts and in Antarctica (Krumbein & Jens 1981, Friedmann 1982, Staley et al. 1982, Henssen 1987, Danin 1993), these fungi were shown to persistently colonise rock surfaces under more temperate climates (Urzi et al. 1995, Sterflinger & Prillinger 2001). These rock-inhabitants are particularly diverse in semiarid and arid habitats, where they thrive largely due to the absence of competition, but also their extraordinary extremotolerance. A number of specific and universally present morphological and physiological characters enable them to tolerate surprisingly wide ranges of temperature, irradiation and osmotic stress (Palmer et al. 1990, Sterflinger 1998, Ruibal 2004, Gorbushina 2007). Melanisation protects the cells against UV and solar radiation, but also extremes of temperature and desiccation. The production of internal asexual spores and their typical isodiametrical (meristematic) growth form keep the volume-surface ratio optimal and, therefore, enable these fungi to survive extreme drought (Wollenzien et al. 1995). Finally, their ability to rely exclusively on sparse, airborne, low molecular weight nutrients (oligotrophism), contributes to the amazing survival capabilities that extremotolerance confers to rock-inhabiting fungi in these hostile habitats. The remarkable survival abilities of these fungi along with a capacity to penetrate minerals make this guild an attractive study object in microbial ecophysiology and applied research, such as biodeterioration of monuments and exobiology (Gorbushina et al. 1993, Diakumaku et al. 1995, Wollenzien et al. 1997, Gorbushina et al. 2002, Gorbushina 2003).
The first molecular phylogenetic studies to include some of these rock fungi showed that they belonged to two main groups of ascomycetes, the Dothideomycetes and the Chaetothyriales (Sterflinger et al. 1997, 1999, Ruibal 2004). These early studies did not allow a precise phylogenetic placement of most rock-inhabiting fungi as they either included many strains but a fast evolving phylogenetic marker (Ruibal 2004, Sert et al. 2007), or a slowly evolving marker but limited taxon sampling (Sterflinger et al. 1997, 1999). A recent detailed study of a broad sampling of rock-inhabiting fungi from Central Spain and Mallorca (Ruibal et al. 2005, 2008) revealed a large number of undiscovered rock-inhabiting strains and allowed us to infer the phylogenetic relationships of their Chaetothyrialean members in respect to other members of this order using a multigene analysis. By incorporating these unusual fungi within a phylogenetic study, we were able to obtain a better representation of the ecological diversity of this group. Taking into account recent contributions to fungal molecular phylogenetics and newly-discovered lineages of rock-inhabiting fungi, two main questions were addressed: (i) is the ancestor of the two orders Chaetothyriales and Verrucariales still reconstructed as lichenised, as in previous studies, and (ii) is the rock-dwelling habit an ancestral trait to both the lichenised Verrucariales and the pathogen-rich Chaetothyriales. To answer these questions, we explore the evolution of the lichenisation and the rock-dwelling habit using ancestral state reconstruction methods. Our results are discussed within the broader framework of the origin of lichenisation and pathogenicity in ascomycetes.
| MATERIAL AND METHODS |
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Molecular data
The Pezizomycotina dataset included three phylogenetic markers,
the small and large subunits of the nuclear ribosomal RNA gene (nucSSU and
nucLSU) and the largest subunit of the RNA polymerase II (RPB1). For
this dataset, the gene sequences of 75 taxa were obtained from GenBank. The
Eurotiomycetes dataset included the same three loci, and one
additional phylogenetic marker, the small subunit of the mitochondrial
ribosomal RNA gene (mtSSU). In total, this study generated 68 sequences of
nucLSU, 64 of nucSSU, 129 of mtSSU and 61 of RPB1, most of them for
taxa within the Eurotiomycetes (Appendices 1 and 2). The sequences of
nucLSU, nucSSU and RPB1 were generated using protocols described in
Gueidan et al.
(2007), and sequences of mtSSU
were obtained following the protocol published in Zoller et al.
(1999).
Alignments and phylogenetic analyses
Sequence editing, alignment and congruence assessment were done as
described in Gueidan et al.
(2007). Phylogenetic
relationships and confidence were inferred using a Bayesian approach.
Additional support values were estimated using maximum likelihood (ML)
bootstrap. For the Bayesian approach, the Akaike Information Criterion, as
implemented in Modeltest 3.7 (Posada &
Crandall 1998), was used to estimate models of molecular
evolution. For both datasets, a GTR+I+G model was used for the different
partitions (nucLSU, nucSSU, mtSSU, RPB1 first, second and third codon
positions), except for the 3rd codon position of RPB1
region D-G, which was not concatenated with region A-D in the
Eurotiomycetes dataset, and was subjected to a HKY+I+G model. For
each dataset, two independent analyses of two parallel runs and four chains
were carried out for 5,000,000 generations using MrBayes 3.1.2
(Ronquist & Huelsenbeck
2003), and trees were sampled every 500 generations. A burn-in
sample of 5000 trees was discarded from the first run. The remaining 5000
trees were used to estimate branch lengths and posterior probabilities (PPs)
with the sumt command in MrBayes. The program RAxML-VI-HPC
(Stamatakis et al.
2005) was used for the ML bootstrap analysis with 1000 replicates
and a GTRMIX model of molecular evolution applied to the partitions previously
defined.
Ancestral state reconstructions
A recent study showed that estimates of ancestral states may vary depending
on the reconstruction methods applied
(Ekman et al. 2008).
For this reason, two methods were used (comparisons in Tables
1 and
2): a Bayesian approach using
BayesMultiState (Pagel et al.
2004) and an ML approach applied to a sample of 5 000 Bayesian
trees using MultiState (Pagel et
al. 2004). Ancestral state reconstructions of lichenisation
were carried out on 23 nodes of the Pezizomycotina dataset
(Fig. 1,
Table 1), and the rock-dwelling
habit on 28 nodes of the Eurotiomycetes dataset
(Fig. 2,
Table 2). All nodes were
present in all 5 000 Bayesian trees, except for nodes 5, 7, 10, and 12 of the
Pezizomycotina dataset (Table
1). The program uses a continuous-time Markov model of trait
evolution, allowing unequal rates of losses and gains
(Lewis 2002). For the Bayesian
approach, a uniform prior (0, 100) was chosen, and the analysis was allowed to
run for 5 000 000 iterations, with a sample period of 100 and with the option
AddMRCA. Output files from BayesMultiState were analysed using Tracer v.1.2.1
(Rambaut & Drummond), with a Burn-in of 500 000 iterations, and output
files from MultiState were analysed with Excel v. 11.3.3 (Microsoft).
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| RESULTS |
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Analyses were done using the option AddMRCA, which allows the reconstruction to be carried out on all trees, even if they do not have the node of interest, by finding, for these particular trees, a node that contains at least all the species otherwise present in the node of interest. For the four nodes that were not present in all Bayesian trees (nodes 5, 7, 10 and 12 of the Pezizomycotina dataset), the option AddNode, restricting the reconstructions to the trees having the node of interest, was also used for comparison (see legend of Table 1). For these four nodes, whether all trees were used (option AddMRCA) or only the trees with the node of interest (option AddNode), did not have a major effect on most of the reconstructions, at the exception of node 3, for which the posterior probability to be non-lichenised increased from 0.58 to 0.83 when using the option AddNode.
Bayesian and ML ancestral state reconstructions on Bayesian trees allow taking into account phylogenetic uncertainties (Pagel et al. 2004). However, because the Bayesian approach as implemented in MrBayes was shown to sometime overestimate posterior probabilities on short internodes (Alfaro et al. 2003), phylogenetic uncertainty linked to nodes with 100 % PP but low or moderate bootstrap (BS) values is not accounted for in our analyses. Therefore, the effect of the underestimation of the phylogenetic uncertainty linked to PPs was further explored for four nodes of interest of the Pezizomycotina dataset (nodes 13, 17, 18, and 21). Ancestral state reconstructions were carried out on these four nodes using a ML approach on 500 trees obtained with branch lengths from bootstrap replicates in RAxML (see legend of Table 2). The results show that the probability for the state "non-lichenised" for nodes 13, 17 and 21 (all superior to 98 % when using the Bayesian tree sample) gave only moderate support when using the bootstrap tree sample (PPs ranging from 78 to 89 %).
Evolution of lichenisation
A first phylogenetic analysis was conducted on a dataset including
representatives from almost all main groups of ascomycetes
(Fig. 1). The topology inferred
is similar to those recovered in two recent large-scale phylogenetic analyses
(James et al. 2006,
Spatafora et al.
2006), except for the placement of the Geoglossaceae,
which is here strongly supported as an early diverging lineage in the
Pezizomycotina, the largest subphylum of ascomycetes (see also
Wang et al. 2006,
Schoch et al. in
press). Lichenisation is shown to have evolved independently three
to five times in the Pezizomycotina: once in the lineage including
Lecanoromycetes and Lichinomycetes (node 12; PPMCMC= 1.00), once or
twice in the lineage including Pyrenulales (node 19; PPMCMC= 0.95)
and Verrucariales (node 23; PPMCMC= 1.00), and once or
twice in the lineage including Arthoniomycetes (node 8; PPMCMC=
0.99) and Dothideomycetes (node 9; PPMCMC= 1.00 for
Trypetheliaceae). In contrast to previous studies
(Lutzoni et al. 2001,
James et al. 2006),
the ancestor of Eurotiomycetes is reconstructed as non-lichenised
(node 13; PPMCMC= 0.98), as well as the ancestor of both
Verrucariales and Chaetothyriales, although with lower
support (node 21; PPMCMC= 0.93).
Evolution of the rock-dwelling habit
A second phylogenetic analysis was conducted on a dataset including
representatives from all orders within Eurotiomycetes
(Fig. 2). Relationships between
orders were strongly supported and congruent with previous analyses
(Lutzoni et al. 2004,
Geiser et al. 2006).
Most of the rock isolates are shown to belong to the Chaetothyriales,
except for two strains (rock isolates TRN242 and A14), which are here resolved
(but not supported) as sister to the lichen order Verrucariales.
Within the Chaetothyriales, some rock-isolates are closely related to
previously described species (e.g., rock isolate TRN4 and
Phaeococcomyces catenatus), and are nested within a large group
including most of the saprophytes and opportunistic pathogens. Other strains
consist in early diverging lineages, some of which are novel (e.g.,
lineage including rock isolates TRN475 and TRN488). When reconstructing the
rock-dwelling habit, the ancestor of the monophyletic group including
Verrucariales and Chaetothyriales (node 18;
PPMCMC= 0.95), as well as the ancestor of the
Verrucariales (node 19; PPMCMC= 0.99), are supported as
inhabiting rock surfaces. The ancestor of the Chaetothyriales is also
reconstructed as rock inhabitant, although with lower support (node 9;
PPMCMC= 0.86).
| DISCUSSION |
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Evolution of lichenisation
Previous studies have suggested that the lichen symbiosis has evolved
multiple times in fungi (Gargas et
al. 1995, Lutzoni et
al. 2001). In ascomycetes, where the great majority of lichen
species belong, the evolution of lichenisation was shown to be limited to only
one-three origins, and three-four losses
(Lutzoni et al.
2001). These results supported the hypothesis that lichenisation
results from complex and specialised interactions between symbiotic partners,
unlikely to have evolved frequently and independently in different lineages,
but more conceivably to have been lost multiple times. Our present work, which
aimed at reassessing these previous results based on a taxon sampling more
representative of the ecological diversity of these fungi (lichenised versus
non-lichenised), suggests a higher number of origins of lichenisation in the
ascomycetes (three-five) than previously estimated
(Lutzoni et al. 2001,
James et al. 2006).
In contrast to Lutzoni et al.
(2001), the ancestor of the
Eurotiales and Onygenales, two orders comprising medically and commercially
important fungi (such as the genera Aspergillus and
Penicillium), is here supported as being non-lichenised. The addition
of non-lichenised lineages previously overlooked (Mycocaliciales,
Coryneliales and the rock-inhabiting fungi) seems to account for most of
the differences observed in ancestral state reconstructions
(Lutzoni et al. 2001,
James et al. 2006 and
this study). A recent work (Schoch et
al. in press), including the most exhaustive taxon and gene
sampling currently available for ascomycetes (434 taxa and 6 genes), also
suggests a higher number of lichenisation events (four-seven), supporting
that, lichen symbiosis, although resulting from complex interactions, might
have evolved independently many more times than previously inferred.
Rock surfaces as a cradle to lichen symbiosis
Based on our reconstructions, the Verrucariales likely resulted
from an independent lichenisation event, and the ancestor of
Verrucariales and Chaetothyriales inhabited rock surfaces.
This rock-dwelling ancestor most likely relied on sparse nutrients provided by
the winds or rainfalls. It is possible that, where unicellular free-living
algae could survive on rock surfaces (mainly the northerly outcrops, which are
less exposed to the sun), ancestral lineages of rock-inhabiting fungi were
able to evolve symbiotic relationships with photosynthetic microorganisms in
order to ensure a more constant source of carbohydrates. Recent studies have
shown that, when cultured in vitro together with pure isolates of
lichen algal symbionts, some rock-inhabiting fungi and one melanised
lichen-colonising fungus could develop structures allowing a cellular contact
with the algal cells (Gorbushina et
al. 2005, Brunauer et
al. 2007). This ability to develop symbiotic interactions
with unicellular free-living algae might have allowed some rock-inhabiting
fungal lineages to evolve lichenisation, such as the Verrucariales.
Strikingly, preliminary data suggest that rock-inhabiting fungi also
constitute early diverging lineages in Arthoniomycetes, another independently
derived lichen lineage nested within a primarily non-lichenised group (data
not shown).
From extremotolerance to pathogenicity
The order Chaetothyriales is particularly well known for its
animal and human opportunistic pathogens
(de Hoog et al.
2000). They infect their hosts either by inhalation, ingestion or
traumatic inoculation, provoking a variety of illnesses, ranging from skin to
fatal brain infections, both in immunocompromised and immunocompetent
patients. Non-pathogenic asexual strains of Chaetothyriales can be
isolated from the environment using selective culture methods
(Prenafeta-Boldú et al.
2006), and closely related sexual saprophytes are found as
secondary decomposers on decaying wood and mushrooms
(Haase et al. 1999,
Untereiner & Naveau 1999).
Primary habitats of opportunistic pathogens and factors involved in
pathogenicity are still not entirely understood
(Prenafeta-Boldú et al.
2006). Factors conferring invasive capability include the
production of melanin and the meristematic growth
(Schnitzler et al.
1999, Feng et al.
2001). It was previously suggested that these factors might have
primarily evolved in response to extreme environments
(de Hoog 1993,
Haase et al. 1999,
Prenafeta-Boldú et al.
2006). This hypothesis is now supported by our results, as they
show that lineages diverging early in the evolution of the
Chaetothyriales comprise a particularly high diversity in
rock-inhabiting fungi, and that the ancestor of this order is a
rock-inhabitant. Therefore, specific traits evolved by a rock-inhabiting
ancestor for life in extreme habitats and potentially shared by all
descendants within this lineage, can explain the numerous independent shifts
to pathogenicity that have occurred in this group of fungi. Because clinical
strains have to survive and multiply at body temperature, relying only on
nutrients provided by the hosts, tolerance to high temperatures and
oligotrophism might also be prerequisites to the evolution of animal and human
pathogens (Prenafeta-Boldú et
al. 2006).
This new insight in the evolution of the Eurotiomycetes accentuates the role that traits enabling survival in extreme conditions might have had on lifestyle transitions often observed in this class. Other opportunistic fungal pathogens in Eurotiomycetes have also been shown to primarily colonise extreme habitats, such as Coccidioides immitis, the agent of the respiratory disease known as valley fever, which occurs in desert regions in the Americas (Fisher et al. 2001). Unfortunately, as for many other environmental opportunistic fungal pathogens, limited knowledge on primary niches, ecological preferences and factors involved in pathogenicity, is available for the Eurotiomycetes. Because opportunistic fungal pathogens have become an important concern in Public Health, further work on their ecology and evolution is of highest importance.
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